In Practice

How Issuers and Boards Should Prepare for SEC Clawback Enforcement

By Jillian Rose and Norman Harrison

10/01/2022

Directorship Magazine

Actions and statements by the US Securities and Exchange Commission (SEC) in recent months signal a renewed focus on executive compensation clawback. While clawbacks have been pursued occasionally since their introduction with the Sarbanes-Oxley Act, the SEC’s renewed attention should put this reemerging enforcement risk on the radar of public companies and their directors...

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Jillian Rose is a managing director in the Expert Services practice at Kroll, a global risk and financial advisory solutions firm.

Norman Harrison is a managing directors in the Expert Services practice at Kroll, a global risk and financial advisory solutions firm.

 


This article is from the Fall 2022 issue of Directorship.